To print this article, all you need is to be registered or login on Mondaq.com.
Securities dealers, including CIRO member dealers, are subject
to Canada’s anti-money laundering (AML) and anti-terrorist
financing (ATF) regime. Securities dealers are required to provide
AML training for all staff.
AUM Law provides AML/ATF training for front line and
operational staff. If you need help developing an AML/ATF training
program, or want us to build and present training, please contact
us.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Corporate/Commercial Law from Canada
#AUM #AML #Training #Securities
